California White Collar Crime Attorney

Investment Disputes · Securities Regulation · Broker Disputes

What does the average investor — a successful individual of above average earnings and abilities — really know about the behind-the-scenes, inner workings of capital markets? Probably not much. It is difficult to stay on top of the enormous amount of information and regulation that affects the securities industry. It takes experience most of us do not have to adjudicate investment disputes, to handle enforcement issues regarding the Securities and Exchange Commission (SEC), or to manage compliance issues and disputes throughout the securities industry.

Jonathan Schwartz, a Los Angeles lawyer, has the background and the talent to deal with securities regulation, fraud, disputes, and other matters related to the stock market and securities industry. Mr. Schwartz practices before FINRA, the New York Stock Exchange (NYSE), The Commodity Futures Trading Commission (CFTC), the SEC and State regulatory commissions.

Contact former SEC trial lawyer Jonathan Schwartz for a consultation about customer/broker disputes, securities regulation, securities enforcement, and more.

Standing Up Against Untruthful Stock Brokers
Investments are meant to represent the rational choices of investors. To choose rationally however, investors expect the information that companies, brokers, dealers, and stock market commentators provide to be transparent and truthful. Sometimes this is not a reality.

When regulations put in place to protect investors are violated, financial losses to investors and accusations of white collar crime can follow. When brokerage firms and individual brokers are facing disputes with employees, or customers, or regulatory disputes with the SEC, FINRA, the NYSE, or with state regulatory agencies, Jonathan Schwartz is able to provide competent representation.

Lehman Brothers Structured Products Fraud
If you have purchased principal protected notes from Lehman Brothers through another brokerage firm, you may have grounds to file a claim for the money you lost when Lehman Brothers declared bankruptcy. Mr. Schwartz has handled a number of these claims and can advise you of your rights.

Contact the Law Offices of Jonathan Schwartz to schedule an appointment with a knowledgeable Los Angeles securities regulation and white collar criminal defense attorney. Mr. Schwartz focuses his attention on helping clients deal with a wide range of issues, from broker and securities fraud to auction rate securities.

Jonathan Schwartz is committed to staying current with market developments in the securities field. Read about some recent developments in financial markets, here.

The Law Offices of Jonathan Schwartz
Los Angeles Attorney
California Securities Fraud Lawyer
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone: (310) 496-5770
Fax: (310) 496-5771

Los Angeles attorney Jonathan Schwartz provides FINRA, securities fraud, investment dispute, white collar crime, stock broker, and SEC legal services to residents of Marina del Rey, Los Angeles, Santa Monica, the greater San Diego Area, Orange County, Newport Beach, Century City, Beverly Hills, Ventura, Laguna Beach, and San Bernardino, California. In addition to local clients, Mr. Schwartz represents clients all across the United States in securities law matters.