Highly Experienced, Fully Independent | Los Angeles FINRA Lawyer Jonathan Schwartz
In the sphere of securities law representation, there are few attorneys who maintain solo practices that are unencumbered by obligations to the powers behind the securities industry.
Even less common in the Los Angeles area are independent securities attorneys who have intimate experience with the machinery of securities regulation and legal process, yet have chosen to ally with the investors and stockbrokers who are often on the losing end of securities disputes.
I am Jonathan Schwartz, a veteran securities attorney working in Marina del Rey, California. Since 1972, I have tried or arbitrated civil securities cases as an independent attorney. In my years in the practice of securities law, I have served as a trial attorney for the U.S. Securities and Exchange Commission (SEC), an attorney advisor for the U.S. Federal Trade Commission (FTC) and a compliance attorney for the Office of Foreign Direct Investment — U.S. Department of Commerce (OFDI).
I understand the securities-related issues stockbrokers, brokerages and their customers face, and I have the experience and knowledge to resolve favorably my clients' situations, whether they pertain to Southern California or elsewhere in the United States.
For more information about my practice, call me at The Law Office of Jonathan Schwartz at 310-526-8704 or 866-920-6566 toll free.
My Practice | California Securities Law Attorney
My broad practice includes representation of clients, including:
- Investors who believe they have been wronged — through negligence, misconduct or fraud — by a broker or brokerage and are seeking compensation through arbitration at the Financial Industry Regulatory Authority (FINRA)
- Licensed stockbrokers who are defending against inquiries brought against them by regulatory and oversight organizations, including FINRA, the U.S. Securities and Exchange Commission (SEC) and the U.S. Commodity Futures Trading Commission (CFTC)
- Licensed stockbrokers who are involved in disputes with brokerages regarding "forgivable loans" or are dealing with Form U-4 or U-5 issues
For more information about my legal philosophy and experience, please read my attorney profile page.
Southern California Broker Misconduct Defense | Free Consultation
For a free initial consultation, call me today at The Law Office of Jonathan Schwartz at 310-526-8704 or 866-920-6566 toll free. You may also reach me online.
Spanish translation is available. Servicios de traducciones disponibles.
