Attorney Profiles
Los Angeles Securities Law Attorney ▪ Law Offices of Jonathan Schwartz ▪ Southern California Investment Fraud Lawyer
Contact attorney Jonathan Schwartz for a consultation about securities regulation, customer / broker disputes, securities enforcement, and more.
For over 30 years, attorney Jonathan Schwartz has dealt with key issues in securities law impacting individual investors, companies, dealers, and traders. He represents individuals throughout Southern California in cases relating to securities regulation, investor relations, dealer-broker / customer disputes, securities fraud and enforcement.
Attorney Jonathan Schwartz graduated from the University of Pennsylvania Law School in 1967, receiving the degree of Doctor of Law.
From 1967 to 1969, attorney Jonathan Schwartz was an Attorney Advisor to Commissioner Phillip Elman, United States Federal Trade Commission in Washington, D.C.
As a legal advisor to Commissioner Elman, he reviewed staff proposals submitted to the Commissioners of the Federal Trade Commission for determination. Attorney Jonathan Schwartz interviewed staff members, reviewed staff memoranda and prepared summaries and recommendations, for Commissioner Elman.
From 1969 to 1970, he was a Trial Attorney for the office of Foreign Direct Investment, United States Department of Commerce, Washington, D.C.
Attorney Jonathan Schwartz assisted in the creation of the Compliance Division of the Office of Foreign Direct Investment, an agency within the Department of Commerce created by Executive Order of the President of the United States. He drafted and reviewed compliance regulations for publication in the Federal Register and later enforcement by the Compliance Division. He conducted compliance audits; worked with financial officers of U.S. multi-national corporations to achieve compliance with program goals, chiefly concerning the restructuring of financing of off-shore operations of U.S. multi-national corporations to favorably effect the United States International Balance of Payments.
From 1970 to 1972, attorney Jonathan Schwartz was a Trial Attorney for the United State Securities and Exchange Commission, Los Angeles Regional Office.
Attorney Jonathan Schwartz was in charge of investigations and the filing of civil injunctive actions against persons and business entities suspected of violating laws administered by the Securities and Exchange Commission. He conducted compliance audits and investigations of broker-dealerships and public companies. The job involved extensive exposure to the operations of locally based, publicly traced corporations and broker-dealerships in the Los Angeles area.
Since 1972, attorney Jonathan Schwartz has been in civil practice in Los Angeles, California with areas of emphasis in securities, securities regulation, broker-dealer/customer disputes, securities industry disputes and defense of enforcement activities by the Securities and Exchange Commission, The California Commissioner of Corporations, the FINRA, and other self-regulatory organizations within the securities industry. He also does general civil litigation, with an emphasis on business disputes.
The Law Offices of Jonathan Schwartz
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone: (310) 496-5770
Fax: (310) 496-5771
Attorney Jonathan Schwartz advises and litigates on behalf of residents of Marina del Rey, Los Angeles, Santa Monica, the greater San Diego Area, Orange County, Newport Beach, Century City, Beverly Hills, Ventura, Laguna Beach, and San Bernardino, California. In addition to local clients, Mr. Schwartz represents clients all across the United States in securities law matters.
