Enforcement
California SEC Attorney ▪ Los Angeles SEC Investigation Lawyer ▪ Enforcement Lawsuit ▪ Securities Arbitration and Litigation
Jonathan Schwartz, as a former trial attorney for the US Securities and Exchange Commission, was responsible for investigations and filing of injunctive actions against private persons and companies. Attorney Jonathan Schwartz knows the mindset at a government agency charged with enforcement of securities regulation.
An SEC investigation is a serious matter. The federal government leaves no piece of paper unexamined in scrutinizing the broker /dealer compliance or auditing allegations of fraud and insider trading. Attorney Jonathan Schwartz understands the process of enforcement regarding such issues as:
- market manipulation
- requirements to buy and sell stock
- “painting the tape”
- pump and dump schemes
- pyramid schemes
- trading suspensions
- insider trading
Attorney Jonathan Schwartz can advise you and company management and staff in the proper ways of addressing government investigation and regulation. Whether you are a technology start-up or a mature business entity you need an experienced representative to help you deal with securities regulation and enforcement. Jonathan Schwartz is also familiar with the information and techniques used by the FINRA, SEC, and state insurance commissioners in investigations and lawsuits against regulated persons and entities.
Contact attorney Jonathan Schwartz for a consultation about securities regulation, customer / broker disputes, securities enforcement, and more.
The Law Offices of Jonathan Schwartz
Los Angeles SEC Investigation Lawyer
California SEC Attorney
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone: (310) 496-5770
Fax: (310) 496-5771
California SEC attorney Jonathan Schwartz provides SEC investigation, enforcement lawsuit, securities arbitration, fraud, and litigation legal services to residents of Marina del Rey, Los Angeles, Santa Monica, the greater San Diego Area, Orange County, Newport Beach, Century City, Beverly Hills, Ventura, Laguna Beach, and San Bernardino, California. In addition to local clients, Mr. Schwartz represents clients all across the United States in securities law matters.
