Los Angeles Broker Loan Repayment Representation | Broker Claims Against Brokerages
A problem stockbrokers routinely face involves repayment of "forgivable loans" brokerages often provide upon hiring.
These loans are initially presented to the broker as a hiring bonus, but if he or she leaves the job before the loan is completely repaid, the brokerage expects to be repaid. If the broker is fired, the loan will usually be due immediately.
I am Jonathan Schwartz, a veteran securities attorney working in Marina del Rey, California. For more than 30 years, I have worked as an independent securities attorney representing stockbrokers and financial professionals in lawsuits and arbitration. I represent clients throughout Southern California, the United States and abroad.
As your lawyer, I can help you avoid payments on forgivable loans if the terms are illegal. I can usually negotiate discounted settlements or repayments on a schedule you can afford.
Resolving Form U-4 and U-5 Issues
Further, I can assist you in navigating any form U-4 or U-5 issue so that you are not financially punished for changing your employment. I can also represent you if you believe your termination from a job was illegal or if your former employer is seeking to limit your ability to work through an over-reaching noncompete agreement.
Free Consultation | Broker Loan Repayment | The Law Office of Jonathan Schwartz
For more information about my practice, contact me online or at The Law Office of Jonathan Schwartz at 310-526-8704 or 866-920-6566 toll free.
Spanish translation is available. Servicios de traducciones disponibles.
