California Customer Claims Attorney
When people invest in securities, they understand that risks are involved. What they do not anticipate — and what federal regulations prohibit — is financial misconduct by the stockbrokers and brokerage firms that are obligated to work in their best financial interests.
I am Jonathan Schwartz, a veteran securities attorney working in Marina del Rey, California. In my more than 30 years as an independent securities attorney, I have successfully tried or arbitrated civil cases on behalf of investors with claims of misconduct against their brokers and brokerages.
During my extensive career, I have worked as a trial attorney for the U.S. Securities and Exchange Commission (SEC), an attorney advisor for the U.S. Federal Trade Commission (FTC) and a compliance attorney for the Office of Foreign Direct Investment — U.S. Department of Commerce (OFDI).
This experience has provided me with a rare insight into securities law. For more information, call me at The Law Office of Jonathan Schwartz at 310-526-8704 or 866-920-6566 toll free.
Los Angeles Broker Misconduct Attorney
Allegations of broker misconduct can manifest in myriad ways. The following are a few of the case types I have handled through my practice in Southern California, the Los Angeles metropolitan area and nationwide:
- Churning (excessive trading)
- Insider trading
- Misrepresentation, omissions and false statements
- Unsuitable investments
- Unauthorized trades
- Breach of fiduciary duty
- Over-concentration
- Failure to execute trades
- Breach of contract
- Margin account abuse
- Registration violations
- Professional negligence
Investment Fraud Representation | Free Consultation | Attorney Jonathan Schwartz
For a free consultation with an experienced securities lawyer, contact me online at The Law Office of Jonathan Schwartz or call me at 310-526-8704 or 866-920-6566 toll free.
Spanish translation is available. Servicios de traducciones disponibles.
