Practice Area Overview
California Investment Fraud Attorneys ▪ Los Angeles Securities & Exchange Commission Lawyer ▪ Brokerage House Insider Trading
Contact former SEC trial lawyer Jonathan Schwartz for a consultation about securities regulation, customer / broker disputes, securities enforcement, and more.
Stockbrokers, brokerage firms, regulatory agencies, businesses, and individuals are exposed to risk of litigation and other disputes concerning securities law. Questions might arise about fraud, regulatory requirements, disciplinary proceedings, and the availability of remedies. Not every loss is caused by a breach of fiduciary duty, fraud, insider trading, or mistakes the boardroom. It takes a careful eye and years of experience to quickly and accurately pinpoint the issues that can lead to successful litigation.
Securities fraud may be committed by broker/dealers, financial advisors/analysts, corporations, or promoters. Securities fraud harms not only the unlucky investors but also the system as a whole. California investment fraud attorney, Jonathan Schwartz, can advise, and if need be litigate, on issues related to:
- Broker-dealer / customer disputes
- Financial advisors /analysts misconduct – intentionally advising incorrectly or withholding vital information
- Corporate disinformation -- hiding or distorting corporate information
- Private investors’ lawsuits or arbitrations
- Insider trading
Federal bankruptcy trustee and equity receivers claims
In addition, attorney Jonathan Schwartz advises clients on the defense of claims brought by bankruptcy trustees or federal equity receivers of securities-related companies.
Contact Jonathan Schwartz to schedule an appointment with an attorney who has over 30 years of experience in securities law, securities regulation, and related disputes.
The Law Offices of Jonathan Schwartz
Los Angeles Securities & Exchange Commission Lawyer
California Investment Fraud Attorneys
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone: (310) 496-5770
Fax: (310) 496-5771
California investment fraud attorney Jonathan Schwartz provides investment fraud, securities and exchange commission, brokerage house, and insider trading legal services to residents of Marina del Rey, Los Angeles, Santa Monica, the greater San Diego Area, Orange County, Newport Beach, Century City, Beverly Hills, Ventura, Laguna Beach, and San Bernardino, California. In addition to local clients, Mr. Schwartz represents clients all across the United States in securities law matters.
