Practice Area Overview
California Investment Fraud Attorney ▪ Los Angeles Securities & Exchange Commission Lawyer ▪ Brokerage House Insider Trading
Stockbrokers, brokerage firms, regulatory agencies, businesses and individuals are exposed to risk of disputes concerning securities law. Questions may arise about fraud, regulatory requirements, disciplinary proceedings, and the availability of remedies. It takes a careful eye and years of experience to quickly and accurately pinpoint the issues that can lead to successful securities enforcement defense or arbitration.
Former SEC trial lawyer Jonathan Schwartz has more than 30 years of experience in securities regulation and enforcement. Contact him to schedule a consultation.
Securities Fraud
Securities fraud may be committed by stockbrokers, financial advisors, corporations or promoters. Securities fraud harms not only the unlucky investors but also the system as a whole. California investment fraud attorney, Jonathan Schwartz, can provide advice regarding, and if need be, arbitrate issues such as:
- Securities regulation
- Securities enforcement
- Auction rate securities
- Collateralized debt obligations
- Broker-dealer / customer disputes
- Financial advisors / analysts misconduct - intentionally advising incorrectly or withholding vital information
- Corporate misinformation - hiding or distorting corporate information
- Private investors' lawsuits or arbitrations
- Defense of SEC investigations or litigation
- Structured investment products
Lehman Brothers Structured Products Fraud
After Lehman Brothers declared bankruptcy, many investors found themselves holding Lehman Brothers investments sold by other brokerage firms. These investments became worthless with the catastrophic collapse of Lehman Brothers. Mr. Schwartz can review your case and determine if it is possible to file an arbitration claim against the brokerage firms that sold the Lehman Brothers principal protected notes without first protecting the investor.
Contact the Law Offices of Jonathan Schwartz to schedule an appointment with an attorney with more than 30 years of experience in securities law, securities regulation and related disputes.
The Law Offices of Jonathan Schwartz
Los Angeles Securities & Exchange Commission Lawyer
California Investment Fraud Attorneys
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone: (310) 496-5770
Fax: (310) 496-5771
Los Angeles attorney Jonathan Schwartz provides FINRA, securities fraud, investment dispute, white collar crime, stock broker, and SEC legal services to residents of Marina del Rey, Los Angeles, Santa Monica, the greater San Diego Area, Orange County, Newport Beach, Century City, Beverly Hills, Ventura, Laguna Beach, and San Bernardino, California. In addition to local clients, Mr. Schwartz represents clients all across the United States in securities law matters.
