Securities Regulation
California Securities Regulation Attorney ▪ Breach of Fiduciary Duty ▪ Market Fraud
Investors have a limited choice as to the arbitration forum or type of lawsuit by which to bring a complaint. After being subject to fraud or other illegal manipulations involving securities such as banknotes, bonds, common stocks, futures or other securities, it is important to bring an action as soon as possible to recover the funds that you have lost.
At the Law Offices of Jonathan Schwartz, you get a representative experienced in both securities litigation, as well as securities arbitration. Jonathan Schwartz has over 30 years of experience in securities law and securities regulation. Mr. Schwartz focuses his practice on handling securities matters. He is a respected securities lawyer, trusted by individuals and businesses throughout the Los Angeles area and across the country, representing their interests in SEC matters and securities cases.
As a former SEC trial lawyer, Mr. Schwartz has insight into the functioning of the SEC. He understands the SEC's processes and can uses that when devising a strategy for handling your securities regulation or securities enforcement case.
California securities regulation attorney, Jonathan Schwartz, can efficiently analyze a customer claim for signs of a breach of fiduciary duty and initiate an arbitration action or other legal proceeding, where appropriate.
Securities enforcement is constantly evolving to meet new issues that develop within the securities markets. Mr. Schwartz has experience handling newly emerging areas and on the cutting edge of securities law, including issues involving Lehman Brothers structured products fraud
Arbitration
As a securities industry arbitrator, Jonathan Schwartz provides services for a large number of securities related arbitrations. Jonathan Schwartz has acted as an arbitrator for various self-regulatory organizations, including the FINRA, National Futures Association, as well as the American Arbitration Association.
Contact former SEC trial attorney Jonathan Schwartz for a consultation about securities regulation, customer / broker disputes, securities enforcement, and other securities law and business disputes.
The Law Offices of Jonathan Schwartz
Los Angeles Securities & Exchange Commission Lawyer
California Investment Fraud Attorneys
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone: (310) 496-5770
Fax: (310) 496-5771
Los Angeles attorney Jonathan Schwartz provides FINRA, securities fraud, investment dispute, white collar crime, stock broker, and SEC legal services to residents of Marina del Rey, Los Angeles, Santa Monica, the greater San Diego Area, Orange County, Newport Beach, Century City, Beverly Hills, Ventura, Laguna Beach, and San Bernardino, California. In addition to local clients, Mr. Schwartz represents clients all across the United States in securities law matters.
