Securities Regulation
California Securities Regulation Attorney ▪ Breach of Fiduciary Duty ▪ Market Fraud
California securities regulation attorney, Jonathan Schwartz, can efficiently analyze a customer claim for signs of a breach of fiduciary duty and initiate an arbitration or other legal action, where appropriate. Investors have a limited choice as to the arbitration forum or type of lawsuit by which to bring a complaint. At the law offices of Jonathan Schwartz you get a representative experienced in both securities litigation, as well as securities arbitration. Jonathan Schwartz has over 30 years of experience in securities law and securities regulation.
Arbitration
As a securities industry arbitrator, Jonathan Schwartz provides services for a large number of securities related arbitrations. Jonathan Schwartz has acted as an arbitrator at various self-regulatory organizations, including the FINRA, National Futures Association, as well as the American Arbitration Association.
Contact former SEC trial attorney Jonathan Schwartz for a consultation about securities regulation, customer / broker disputes, securities enforcement, and other securities law and business disputes.
The Law Offices of Jonathan Schwartz
Los Angeles Breach of Fiduciary Duty Lawyer
California Securities Regulation Attorney
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone: (310) 496-5770
Fax: (310) 496-5771
California securities regulation attorney Jonathan Schwartz provides securities regulation, breach of fiduciary duty lawsuit, private security regulation, and market fraud legal services to residents of Marina del Rey, Los Angeles, Santa Monica, the greater San Diego Area, Orange County, Newport Beach, Century City, Beverly Hills, Ventura, Laguna Beach, and San Bernardino, California. In addition to local clients, Mr. Schwartz represents clients all across the United States in securities law matters.



