Contact Us

4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone: (310) 496-5770
Fax: (310) 496-5771

Practice Areas

• Auction Rate Securities
• Collateralized Debt Obligations
• Customer Broker Disputes
• Enforcement
• Insider Trading
• Ponzi Scheme Clawback Actions
• Securities-Regulation

 

Legal

• FindLaw
• Thomson - West (formerly West Group)
• U.S. Courts
• Westlaw

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• Legislative Branch
• Library of Congress
• White House

General

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News

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Search Engines

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Additional Online Resources

• Official California Legislative Information
• Welcome to the California Department of Corporations
• Welcome to Registered Representative Online
• National Regulatory Services: Home
• FreeEDGAR: Free Real-Time SEC EDGAR Filings
• California Courts
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• U.S. Securities and Exchange Commission (Home Page)
• Profiles of Index Tracking Products - Nasdaq-100 Tracking Stock
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• FlashQuotes - Stocks
• NASD Regulation - Home
• CataLaw : Finance and Securities Law
• NASD Dispute Resolution - Homepage
• Federal Securities Law Locator
• Securities Law
• Rutgers University Libraries: Subject Research Guides: Business: Stock and Comm
• Securities Lawyer's Deskbook
• Mr. Stock: an Options Expert
• speculativebubble.com Investment Glossary
• State: Blue Sky Issues
• NYU Law, Library - Legal Resources, Securities Law Research Guide
• CFTC.gov | Home
• Welcome to Certified Financial Planner Board of Standards Home Page
• National Society of Compliance Professionals
• Historical Currency Research! Australian Dollar, British Pound, Canadian Dollar
• Barchart.com - Quotes - Basic Quote
• Division of Corporations - Florida Department of State
• California Department of Corporations - Forms
• OTC bulletin board
• Investopedia.com - The Investing Education Site
• Stock Maven
• Monex - Precious Metals
• Investing In Bonds . com
• Find California Code
• NFA Arbitration Details
• On Wall Street
• Broker-Dealer Forms Page
• NASD - Regulatory Systems - Electronic Filing
• California Department of Corporations - Fairness Hearings
• California Department of Corporations - California Electronic Access to Security
• state securities administrators

The Law Offices of Jonathan Schwartz
4640 Admiralty Way
Suite 500
Marina del Rey, CA 90292
Phone:  (310) 496-5770
Fax:  (310) 496-5771